Getting Started
Insurance Regulations
Foundation knowledge for aspiring insurance professionals
45 mins•4 topics
Key Regulatory Bodies
Important insurance regulatory organizations:
- State Insurance Departments
- National Association of Insurance Commissioners (NAIC)
- Federal Insurance Office (FIO)
- Securities and Exchange Commission (SEC)
Compliance Requirements
Essential compliance areas:
- Licensing and registration
- Advertising standards
- Sales practices
- Record keeping
Ethics in Insurance
Key ethical considerations:
- Client confidentiality
- Conflict of interest
- Fair dealing
- Professional conduct
Privacy and Data Protection
Important privacy regulations:
- Gramm-Leach-Bliley Act (GLBA)
- Health Insurance Portability and Accountability Act (HIPAA)
- State privacy laws
- Data security requirements